Samuel Lee

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Significant management (3 Jul 2019 to 6 Nov 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 6 Nov 2024)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Significant management (3 Jul 2019 to 6 Nov 2024)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF28 Systems and controls (4 Jun 2009 to 30 Sep 2013)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF28 Systems and controls (4 Jun 2009 to 30 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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