Samuel John Oliver Cise

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saxon Insurance Brokers Limited

    FRN 785229

    • [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Nov 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Nov 2017 to 30 Sep 2018)
  • Howden UK Brokers Limited (no longer approved here)

    FRN 307663

    • CF1 Director (AR) (9 Jun 2016 to 14 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

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