Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Dec 2008)
    • CF21 Investment Adviser (1 Jun 2005 to 25 Oct 2005)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 30 Jul 2005)
    • (1)Employed By (since 25 Jul 2014)
    • (5)Employed By (18 May 2004 to 2 Aug 2005)
  • Key Solutions Financial Services (no longer approved here)

    FRN 222625

    • (3)Employed By (3 Dec 2008 to 6 Jul 2009)
  • Prosperity Financial Services Ltd (no longer approved here)

    FRN 400448

    • (24)Employed By (2 Aug 2005 to 25 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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