Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 4 Dec 2008)
- CF21 Investment Adviser (1 Jun 2005 to 25 Oct 2005)
- CF7 Sole Trader (AR) (1 Jun 2005 to 30 Jul 2005)
-
Samuel Jason Henry
FRN 400852
- (1)Employed By (since 25 Jul 2014)
- (5)Employed By (18 May 2004 to 2 Aug 2005)
-
- (3)Employed By (3 Dec 2008 to 6 Jul 2009)
-
- (24)Employed By (2 Aug 2005 to 25 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.