Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2009)
    • CF29 Significant management (1 Nov 2007 to 31 Dec 2009)
    • CF14 Risk Assessment (1 Sep 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Sep 2006 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (1 Sep 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.