Samuel Girardot

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Investor Services Limited

    FRN 927658

    • [FCA CF] Proprietary trader (since 25 May 2021)
    • [FCA CF] Significant management (since 25 May 2021)
    • [FCA CF] Client dealing (since 25 May 2021)
    • [FCA CF] Material risk taker (25 May 2021 to 31 Jan 2025)
  • Northern Trust Global Services SE

    FRN 829966

    • [FCA CF] Client dealing (since 7 Apr 2020)
    • [FCA CF] Proprietary trader (since 1 Mar 2020)
    • [FCA CF] Significant management (since 1 Mar 2020)
    • [FCA CF] Material risk taker (25 Mar 2021 to 8 Jul 2021)
  • The Northern Trust Company

    FRN 122020

    • [FCA CF] Client dealing (since 7 Apr 2020)
    • [FCA CF] Proprietary trader (since 1 Mar 2019)
    • [FCA CF] Significant management (since 7 Mar 2017)
    • [PRA CF] Significant risk taker or Material risk taker (17 Apr 2018 to 31 Jan 2025)
    • CF29 Significant management (9 Sep 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.