Samuel George David Barclay

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Significant management (since 21 Jun 2023)
    • [FCA CF] Material risk taker (since 20 Oct 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Oct 2021)
    • [FCA CF] Client dealing (since 20 Oct 2021)
    • [FCA CF] Manager of certification employee (since 20 Oct 2021)
  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Significant management (since 21 Jun 2023)
    • [FCA CF] Client dealing (since 20 Oct 2021)
    • [FCA CF] Manager of certification employee (since 20 Oct 2021)
    • [FCA CF] Material risk taker (since 20 Oct 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Oct 2021)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Client dealing (7 Mar 2016 to 21 Sep 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 21 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.