Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lek Securities UK Limited (no longer approved here)

    FRN 505310

    • CF10 Compliance Oversight (7 Nov 2011 to 23 Sep 2019)
    • CF11 Money Laundering Reporting (7 Nov 2011 to 17 Feb 2015)
    • CF1 Director (13 May 2010 to 23 Sep 2019)
    • CF3 Chief Executive (13 May 2010 to 16 Jan 2015)
    • CF30 Customer (13 May 2010 to 23 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.