Samuel Edward Peter Worthington

Last updated
1 day ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2024)
    • CF1 Director (AR) (since 6 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 11 Oct 2010)
    • CF1 Director (AR) (18 Jun 2013 to 1 May 2018)
  • Worthington Financial Planning Limited

    FRN 1007010

    • Employed By (since 6 Jan 2024)
  • CW Executive Finance Limited (no longer approved here)

    FRN 766573

    • Employed By (27 Apr 2018 to 3 Sep 2024)
  • NKT Financial Solutions Limited (no longer approved here)

    FRN 464945

    • (4)Employed By (11 Oct 2010 to 2 May 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 22 Sep 2010)
    • CF21 Investment Adviser (10 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Nov 2002 to 10 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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