Samuel Docherty

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Avior Capital Markets International Limited

    FRN 191074

    • [FCA CF] Client dealing (since 17 Nov 2022)
  • Sova Capital Limited (no longer approved here)

    FRN 225539

    • [FCA CF] Manager of certification employee (4 Nov 2021 to 20 May 2022)
    • [FCA CF] Material risk taker (4 Nov 2021 to 20 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.