Samuel David Norton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • SMF3 Executive Director (since 15 Apr 2024)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Significant management (23 May 2023 to 15 Apr 2024)
    • [FCA CF] Material risk taker (13 Aug 2018 to 15 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (13 Aug 2018 to 15 Apr 2024)
    • [FCA CF] Manager of certification employee (23 Feb 2018 to 15 Apr 2024)
    • CF30 Customer (30 May 2013 to 15 Jul 2013)
  • Citibank Europe plc

    FRN 211646

    • SMF22 Other Local Responsibility (since 15 Apr 2024)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Significant management (23 May 2023 to 15 Apr 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 15 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 15 Apr 2024)
    • [FCA CF] Manager of certification employee (23 Feb 2018 to 15 Apr 2024)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Significant management (23 May 2023 to 15 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 15 Apr 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 15 Apr 2024)
    • [FCA CF] Manager of certification employee (23 Feb 2018 to 15 Apr 2024)
    • CF30 Customer (1 Sep 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (24 Oct 2013 to 17 Apr 2015)

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