Samuel David Gee

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Manning Gee Investments Limited

    FRN 844546

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 6 Jan 2020)
    • [FCA CF] Client dealing (since 6 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2020)
    • Responsibility for MCD Intermediation (since 6 Jan 2020)
    • Responsible for Insurance Distribution (since 6 Jan 2020)
    • SMF16 Compliance Oversight (since 6 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2020)
  • Green Financial Ltd (no longer approved here)

    FRN 480856

    • CF30 Customer (1 Feb 2013 to 26 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.