Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 14 Mar 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Material risk taker (10 Aug 2021 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2025)
    • CF30 Customer (14 Oct 2014 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (10 Aug 2021 to 13 Mar 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 13 Mar 2025)
    • CF30 Customer (4 Oct 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (10 Aug 2021 to 13 Mar 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 13 Mar 2025)
    • CF30 Customer (4 Oct 2012 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (9 Nov 2009 to 16 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.