Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 15 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Client dealing (11 Apr 2023 to 11 Sep 2024)
    • [FCA CF] Functions requiring qualifications (11 Apr 2023 to 11 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.