Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EBI PORTFOLIOS LTD (no longer approved here)

    FRN 581079

    • Director of firm who is not a certification employee or a SMF manager (2 Sep 2020 to 31 Dec 2022)
  • Dimensional Fund Advisors Ltd. (no longer approved here)

    FRN 150100

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF21 Investment Adviser (1 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Apr 2003 to 1 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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