Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 18 Oct 2023)
    • CF30 Customer (since 20 Sep 2023)
    • Employed By (since 20 Sep 2023)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • [FCA CF] Client dealing (21 Dec 2022 to 7 Mar 2023)
    • [FCA CF] Functions requiring qualifications (21 Dec 2022 to 7 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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