Samuel Adams

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 10 Oct 2024)
    • CF1 Director (AR) (since 24 Sep 2024)
    • CF30 Customer (since 24 Sep 2024)
  • Adams & Poole Financial Services Ltd

    FRN 1017367

    • (1)Employed By (since 24 Sep 2024)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • CF1 Director (AR) (10 Oct 2022 to 21 Aug 2024)
    • CF30 Customer (10 Oct 2022 to 21 Aug 2024)
    • [FCA CF] Client dealing (10 Oct 2022 to 21 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (10 Oct 2022 to 21 Aug 2024)
  • Adams & Co Financial Services Ltd (no longer approved here)

    FRN 984843

    • Employed By (10 Oct 2022 to 21 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Adams & Poole Financial Services Ltd

  2. controlled function added: (1)Employed By at Adams & Poole Financial Services Ltd