Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (7 Jan 2005 to 7 Dec 2005)
- CF11 Money Laundering Reporting (7 Jan 2005 to 7 Dec 2005)
- CF27 Investment Management (30 Sep 2004 to 7 Dec 2005)
- CF3 Chief Executive (30 Sep 2004 to 7 Dec 2005)
- CF8 Apportionment and Oversight (30 Sep 2004 to 7 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.