Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (2 Jan 2024 to 15 Jan 2025)
- CF30 Customer (17 Apr 2014 to 8 Dec 2019)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (2 Jan 2024 to 15 Jan 2025)
- CF30 Customer (2 Sep 2014 to 6 Mar 2016)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Material risk taker (since 16 Nov 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (10 Oct 2023 to 27 Jan 2026)
- CF30 Customer (17 Apr 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.