Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
DWS Investments UK Limited
FRN 429806
- SMF3 Executive Director (since 30 Jun 2022)
- [FCA CF] Client dealing (since 11 Mar 2021)
- [FCA CF] Manager of certification employee (11 Mar 2021 to 3 Feb 2023)
-
- CF30 Customer (20 Jul 2010 to 18 Mar 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.