Samir Joshi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Client dealing (since 5 May 2023)
- [FCA CF] Manager of certification employee (since 5 May 2023)
JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Client dealing (since 5 May 2023)
- [FCA CF] Manager of certification employee (since 5 May 2023)
Cheyne Capital Management (UK) LLP (no longer approved here)
FRN 456864
- CF30 Customer (1 Nov 2007 to 22 Feb 2008)
- CF27 Investment Management (2 Jan 2007 to 31 Oct 2007)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (9 Jan 2003 to 31 Mar 2003)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF22 Investment Adviser (Trainee) (4 Oct 2002 to 4 Oct 2002)
- CF21 Investment Adviser (4 Oct 2002 to 31 Mar 2003)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (4 Oct 2002 to 31 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.