Samir Devani

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RX Securities Limited

    FRN 741031

    • [FCA CF] Client dealing (since 24 Apr 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jul 2016 to 8 Dec 2019)
    • CF1 Director (4 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (4 Jul 2016 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.