Samir Assaf

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (25 Nov 2020 to 17 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (12 May 2020 to 5 Jul 2021)
    • [FCA CF] Significant management (12 May 2020 to 7 Jan 2021)
    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 29 Feb 2020)
    • CF1 Director (28 Mar 2014 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (27 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (12 May 2020 to 5 Jul 2021)
    • [FCA CF] Significant management (12 May 2020 to 7 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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