Samir Amalou

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jan 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Jan 2022)
    • CF30 Customer (22 Nov 2010 to 8 Dec 2019)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF30 Customer (1 Nov 2007 to 4 Aug 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.