Samim Yakub Mitha

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 May 2022)
    • [FCA CF] Client dealing (since 5 May 2022)
  • Clayton Holmes Naisbitt Financial Consultancy LLP (no longer approved here)

    FRN 485351

    • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 3 May 2022)
    • [FCA CF] Client dealing (2 Mar 2020 to 3 May 2022)
    • CF30 Customer (16 Nov 2012 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 Sep 2010 to 30 Sep 2012)
    • CF21 Investment Adviser (28 Feb 2005 to 15 Jun 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2003 to 7 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.