Samik Mukherjee

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Jul 2019)
    • CF30 Customer (since 1 Jul 2019)
  • Keystone Capital Limited

    FRN 843630

    • (2)Employed By (since 1 Jul 2019)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (31 Jan 2019 to 23 Apr 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 23 Apr 2019)
    • CF30 Customer (24 Oct 2012 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 19 Sep 2012)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jul 2004 to 27 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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