Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 26 Oct 2022)
    • CF3 Chief Executive (8 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 5 Apr 2014)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (13 Jun 2007 to 13 May 2013)
    • CF8 Apportionment and Oversight (13 Jun 2007 to 31 Oct 2007)
    • CF4 Partner (13 Jun 2007 to 5 Apr 2014)
    • CF11 Money Laundering Reporting (13 Jun 2007 to 13 May 2013)
    • SMF27 Partner (since 9 Dec 2019)
    • CF21 Investment Adviser
    • SMF1 Chief Executive (9 Dec 2019 to 26 Oct 2022)
    • CF30 Customer (8 Jul 2014 to 8 Dec 2019)
    • CF3 Chief Executive (8 Jul 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Dec 2007 to 13 May 2013)
    • CF4 Partner (11 Dec 2007 to 5 Apr 2014)
    • CF11 Money Laundering Reporting (11 Dec 2007 to 13 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.