Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (12 Feb 2019 to 17 Sep 2021)
- [FCA CF] Client dealing (15 Feb 2017 to 17 Sep 2021)
- [FCA CF] Manager of certification employee (15 Feb 2017 to 5 Nov 2020)
- CF21 Investment Adviser (31 May 2005 to 5 May 2006)
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- [PRA CF] Significant risk taker or Material risk taker (12 Feb 2019 to 17 Sep 2021)
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- CF21 Investment Adviser (1 Dec 2001 to 20 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.