Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (12 Feb 2019 to 17 Sep 2021)
    • [FCA CF] Client dealing (15 Feb 2017 to 17 Sep 2021)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 5 Nov 2020)
    • CF21 Investment Adviser (31 May 2005 to 5 May 2006)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (12 Feb 2019 to 17 Sep 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 20 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.