Samantha Maria Thomsett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2020)
    • [FCA CF] Client dealing (since 31 Jul 2020)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (13 Jun 2008 to 25 Sep 2009)
  • Lawson Financial Management (no longer approved here)

    FRN 134721

    • CF21 Investment Adviser (20 Jan 2005 to 30 Mar 2005)
  • Protection & Investment (2882) (no longer approved here)

    FRN 193401

    • (17)Employed By (14 Sep 2000 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.