Samantha Louise Hockley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coffey Brooks Financial Services Ltd

    FRN 300657

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 Dec 2022)
    • [FCA CF] Client dealing (since 16 Dec 2022)
  • Manikam Wealth Management Ltd (no longer approved here)

    FRN 414875

    • (3)Employed By (25 Mar 2020 to 12 Dec 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Dec 2022)
    • CF30 Customer (30 Nov 2012 to 30 Jul 2014)
  • Blackwater Wealth Management Ltd (no longer approved here)

    FRN 592611

    • Employed By (8 May 2018 to 12 Dec 2022)
  • Sener Suavi (no longer approved here)

    FRN 401779

    • (2)Employed By (14 Apr 2015 to 8 May 2018)
  • Total Financial Planning Ltd (no longer approved here)

    FRN 409411

    • Employed By (30 Nov 2012 to 30 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.