Samantha June Mawdsley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 18 Dec 2012)
    • CF30 Customer (since 24 Jun 2008)
  • Blackwater Wealth Management Ltd

    FRN 592611

    • Employed By (since 18 Dec 2012)
  • Sener Suavi (no longer approved here)

    FRN 401779

    • (4)Employed By (2 Dec 2010 to 31 Dec 2012)
  • Christopher Flack (no longer approved here)

    FRN 509760

    • Employed By (12 Aug 2010 to 2 Dec 2010)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF30 Customer (1 Nov 2007 to 9 Apr 2008)
    • CF21 Investment Adviser (5 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jan 2007 to 5 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF30 Customer (1 Nov 2007 to 9 Apr 2008)
    • CF22 Investment Adviser (Trainee) (30 Jan 2007 to 5 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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