Samantha Jo Whittington

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Taylormade Financial Planning LLP (no longer approved here)
FRN 535867
- CF30 Customer (23 Jan 2014 to 30 Jun 2015)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (5 Sep 2011 to 31 Dec 2013)
- CF30 Customer (5 Sep 2011 to 31 Dec 2013)
Wise Financial Management Ltd (no longer approved here)
FRN 562139
- Employed By (5 Sep 2011 to 31 Dec 2013)
Alexander Calder Financial Ltd (no longer approved here)
FRN 407890
- (5)Employed By (25 Apr 2007 to 22 Jun 2009)

Updates to this individual's record on the FCA register.

23 hours ago
controlled function removed: Employed By at Alexander Calder Financial Ltd
23 hours ago
controlled function added: (5)Employed By at Alexander Calder Financial Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.