Samantha Jayne Neale

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2021)
  • Derek Richards (no longer approved here)

    FRN 431339

    • Employed By (18 Jul 2005 to 8 Dec 2019)
  • City Wealth Management LLP (no longer approved here)

    FRN 433090

    • Employed By (2 Jun 2005 to 15 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.