Samantha Jane Secomb

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Professional Financial Planning Group Ltd

    FRN 804844

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Responsibility for MCD Intermediation (since 3 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 20 Jun 2018)
    • CF30 Customer (since 1 Jun 2018)
    • CF10 Compliance Oversight (1 Jun 2018 to 8 Dec 2019)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2018 to 30 Sep 2018)
  • Women's Wealth Ltd

    FRN 950921

    • Employed By (since 23 Jul 2021)
  • Pentins Financial Planners Ltd

    FRN 810662

    • (4)Employed By (since 19 Jun 2018)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (22 Feb 2016 to 13 Jun 2018)
    • CF1 Director (AR) (22 Feb 2016 to 13 Jun 2018)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • CF1 Director (AR) (21 May 2014 to 19 May 2015)
    • CF30 Customer (3 Mar 2014 to 4 Jul 2016)
  • MMP Financial Planning Limited (no longer approved here)

    FRN 615780

    • (1)Employed By (25 Feb 2014 to 17 Nov 2015)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF22 Investment Adviser (Trainee) (15 Sep 2005 to 3 May 2006)
  • Casa Independent Financial Advice (no longer approved here)

    FRN 437390

    • Employed By (15 Sep 2005 to 3 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Employed By at MMP Financial Planning Limited