Samantha Jane Rees

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2022)
    • [FCA CF] Client dealing (since 24 Feb 2022)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jan 2022)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF30 Customer (6 Jan 2014 to 31 Jul 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Mar 2013 to 19 Apr 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (26 Feb 2004 to 10 May 2005)
    • CF22 Investment Adviser (Trainee) (27 Aug 2002 to 26 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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