Samantha Jane Nicholas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Foster Denovo Limited (no longer approved here)
FRN 462728
- [FCA CF] Client dealing (1 Mar 2020 to 29 Feb 2024)
- [FCA CF] Functions requiring qualifications (1 Mar 2020 to 29 Feb 2024)
Mortgage Advice Bureau Limited (no longer approved here)
FRN 455545
- CF1 Director (AR) (22 Jun 2010 to 27 Feb 2019)
Mortgage Advice Bureau (Derby) Limited (no longer approved here)
FRN 466154
- CF1 Director (AR) (22 Jun 2010 to 27 Feb 2019)
Mortgage Decisions Ltd (no longer approved here)
FRN 525732
- (1)Employed By (22 Jun 2010 to 27 Feb 2019)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF1 Director (AR) (1 Dec 2001 to 21 Mar 2006)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF1 Director (AR) (1 Dec 2001 to 21 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.