Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JAMES YOUNG ASSOCIATES LIMITED
FRN 505532
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Responsible for Insurance Distribution (since 11 Dec 2023)
- Responsibility for MCD Intermediation (since 11 Dec 2023)
- SMF16 Compliance Oversight (since 11 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Dec 2023)
- SMF3 Executive Director (since 16 Mar 2021)
- [FCA CF] Significant management (since 26 Jun 2020)
- [FCA CF] Functions requiring qualifications (since 18 Jun 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.