Samantha Jane Kaye

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
    • [FCA CF] Client dealing (since 1 Oct 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Sep 2025)
    • CF30 Customer (10 Apr 2019 to 15 Sep 2025)
  • Wellesley Investment Management Ltd (no longer approved here)

    FRN 179347

    • (13)Employed By (10 Apr 2019 to 15 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Wellesley Investment Management Ltd

  2. controlled function added: (13)Employed By at Wellesley Investment Management Ltd