Samantha Jane Hems

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Whateley Wealth Management Limited

    FRN 715678

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Jun 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (22 Jun 2024 to 23 May 2025)
    • Appointed representative dealing with clients for which they require qualification (5 Jul 2022 to 23 May 2025)
  • The Finance Family Limited (no longer approved here)

    FRN 813073

    • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 1 Nov 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (28 Sep 2020 to 20 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.