Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
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- [FCA CF] Functions requiring qualifications (21 Jun 2016 to 1 Jul 2018)
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- (6)Employed By (1 Jun 2006 to 14 May 2010)
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- (95)Employed By (11 Apr 2001 to 1 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (95)Employed By at Reeds Rains Limited