Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 1 Jun 2020)
    • CF1 Director (AR) (since 1 Jun 2020)
    • [FCA CF] Client dealing (since 29 May 2020)
    • Appointed representative dealing with clients for which they require qualification (since 29 May 2020)
    • [FCA CF] Functions requiring qualifications (since 29 May 2020)
    • [PRA CF] Key function holder (29 May 2020 to 30 May 2020)
    • Employed By (since 1 Jun 2020)
    • Employed By (21 Oct 2016 to 25 May 2020)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF1 Director (AR) (9 May 2019 to 25 May 2020)
    • CF30 Customer (21 Oct 2016 to 25 May 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (10 Apr 2002 to 10 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.