Samantha Hayes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 28 Jul 2015)
    • CF1 Director (AR) (6 Sep 2019 to 17 Sep 2019)
  • Mason Cole Wealth Management Ltd

    FRN 845289

    • (1)Employed By (since 6 Sep 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (6 Sep 2019 to 17 Sep 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (9 Oct 2009 to 23 Nov 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 Nov 2008 to 10 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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