Samantha Gratton

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ellis Davies Financial Planning Limited

    FRN 938369

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Mar 2024)
  • Old Mill Financial Planning Limited (no longer approved here)

    FRN 967142

    • [FCA CF] Client dealing (3 Oct 2022 to 16 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.