Samantha Dawn Jackson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cooper Associates Limited
FRN 493369
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 7 Jan 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF11 Money Laundering Reporting (7 Jan 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Jan 2019 to 8 Dec 2019)
- CF1 Director (7 Aug 2012 to 8 Dec 2019)
St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 15 Aug 2017)
Cooper Associates Wealth Management Ltd
FRN 514008
- Employed By (since 15 Aug 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.