Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Bank International plc
FRN 223304
- [FCA CF] Manager of certification employee (since 19 May 2023)
- [FCA CF] Client dealing (since 7 Sep 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (14 Apr 2005 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (since 19 May 2023)
- [FCA CF] Client dealing (since 26 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.