Sam Thomas Griffiths

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (13 Oct 2008 to 16 Dec 2010)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 Mar 2008)
    • CF21 Investment Adviser (28 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Sep 2003 to 28 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.