Sam Pemberton

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 10 Apr 2026)
    • CF1 Director (AR) (since 12 Feb 2026)
    • CF30 Customer (since 12 Feb 2026)
  • Candor Rubra Financial Ltd

    FRN 1050592

    • Employed By (since 12 Feb 2026)
  • Roxborough Wealth Management Limited (no longer approved here)

    FRN 457305

    • (30)[FCA CF] Functions requiring qualifications (2 Mar 2021 to 20 Mar 2026)
    • (29)[FCA CF] Client dealing (2 Mar 2021 to 20 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (29)[FCA CF] Client dealing at Roxborough Wealth Management Limited

  2. controlled function added: (30)[FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited