Sam Pascoe Jermy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • North Laine Financial Management Limited

    FRN 446522

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF1 Director (AR) (since 24 Jun 2025)
    • SMF3 Executive Director (since 29 Nov 2021)
    • CF30 Customer (since 26 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (since 1 Sep 2021)
    • [FCA CF] Client dealing (since 1 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
    • CF30 Customer (2 Apr 2012 to 1 Aug 2014)
  • Laine Financial Management Limited

    FRN 704336

    • Employed By (since 26 Oct 2021)
  • Alpha Real Property Investment Advisers LLP (no longer approved here)

    FRN 534723

    • [FCA CF] Client dealing (26 Apr 2021 to 13 Aug 2021)
    • [FCA CF] Significant management (26 Apr 2021 to 13 Aug 2021)
    • CF30 Customer (15 Sep 2014 to 8 Dec 2019)
  • BIRCROFT WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 573487

    • Employed By (2 Apr 2012 to 1 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

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