Sam Morgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank

    FRN 124659

    • SMF18 Other Overall Responsibility (since 21 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs International

    FRN 142888

    • [FCA CF] Client dealing (since 1 Aug 2021)
    • SMF18 Other Overall Responsibility (since 15 Apr 2021)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • [FCA CF] Client dealing (1 Jan 2021 to 26 Oct 2023)
    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.