Sam Liam Morris

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sam Morris
FRN 1026134
- (1)Employed By (since 17 Feb 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 12 Jun 2024)
- Appointed representative dealing with clients for which they require qualification (since 29 Apr 2024)
Vibrant Wealth Management Ltd (no longer approved here)
FRN 768971
- Employed By (12 Jun 2024 to 25 Mar 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.