Sam Duffin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 26 Aug 2020)
  • Goldman Sachs International

    FRN 142888

    • [FCA CF] Manager of certification employee (since 7 Feb 2024)
    • [FCA CF] Client dealing (since 26 Aug 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (17 Jan 2019 to 15 May 2020)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (7 Mar 2016 to 20 Nov 2018)
    • CF30 Customer (27 Jan 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.